Head of Compliance Oversight (SMF16)

Job Type:
Permanent
Sector:
Banking Jobs
Category:
Compliance
Region:
Westend
Salary Range:
£115000 - £125000, £125000 - £135000, Over £135000
Posted:
18/01/2021
Job Ref:
PL_1676

An international bank is seeking an experienced and dynamic Head of Compliance. 

Your responsibilities will include: 

  • Managing Compliance department (team of 2) and being contact point for regulators (FCA & PRA)
  • Establishing/maintaining compliance policies and annual compliance plan
  • Implementation of regulatory implications for new product launches etc
  • Reviewing all forms of marketing material
  • Proactively identifying situations that may pose significant compliance risk
  • Ensuring effective corporate governance, systems and controls are in place
  • Maintaining compliance record-keeping, FCA/PRA registrations, SMR certification and approvals etc

Your experience must include:

  • Proven relevant experience working as SMF16 gained within international banking with a good understanding of relevant UK regulatory rules
  • Strong analytical and problem solving skills
  • Proven staff management/training experience 
  • Excellent communication skills
  • Degree educated 
Contact Details:
Tel: 020 3425 9650
Fax: 020 3475 2403
Contact: Paula Lunn
Email:

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